Friday, November 14, 2014

France chooses publisher profits over academic jobs

Updated Nov. 14, 2014 - correction of calculation of academic positions...

According to a leak of the France-Elsevier deal, while France has cut $400 million Euros from the budgets of its academic institutions, at the same time the country secretly agreed to a 5-year $172 million Euro deal with Elsevier. That's a systemic annual budget cut of $80 million Euros and an Elsevier annual payment of $34 million Euros.

I don't have details about academic employment in France. However, assuming the same situation as in North America it is likely that this will primarily impact the employment prospect of new graduates in academia, and/or may cause some professors to accept early retirement. In effect, again assuming a similar situation, this means that many more new academics will accept very part-time, poorly paid positions with little or no benefits or job security than would otherwise be the case.

How big is the problem? Assuming an average full-time academic salary of $100,000 Euros per year, $34 million Euros could fund 340 full-time academic positions (1700 annual salaries over 5 years). Even if Elsevier took half the amount (not unrealistic since the company's current profit rate is close to 40%), that's still 170 full-time academic positions. Note that Elsevier is only of the very large highly profitable commercial scholarly publishers - to assess the full impact of publisher profits on academic work it is necessary to take other publishers into account.

And that's at Elsevier rates - by my calculations, we can flip the current subscriptions system to one that is fully open access, and, if we're smart, at a small fraction of the cost - again by my calculations, the current average spend per article for the DIY academic publishing largely reflected in journals using Open Journal Systems - is $188 per article, just 4% of the world's global library annual spend per article in subscriptions journals. Redirecting this money to academic salaries could do a lot towards revitalizing universities.

If readers have citations to data on academic salaries and/or employment in France, that would be helpful.

Sunday, October 19, 2014

Happy Open Access Week 2014!

To celebrate OA Week 2014, the Sustaining the Knowledge Commons team has released an early version of our  Open access article processing charges: DOAJ survey May 2014 for open commenting (until November 3, 2014) - details here: http://sustainingknowledgecommons.org/2014/10/20/open-access-article-processing-charges-doaj-survey-may-2014/
Direct link to the OA APC dataverse (open data) where select files from this project have been posted:  http://dataverse.scholarsportal.info/dvn/dv/oaapc

Les étudiants dans mon cours ISI 5701 information et Société rédigeront postes du blogue pour la semaine de libre accès 2014. On peut voir mon propre exemple ici http://isi5701.blogspot.ca/2014/10/global-media-journal-canadian-edition.html

Still working on your own promotion or presentation? Don't forget that the September 30, 2014 Dramatic Growth of Open Access focuses on useful numbers for OA Week! 

Happy Open Access Week! ~ Heather 

 http://api.ning.com/files/bQfOv76fsJeymkfhtUcyDdpHJXpG1Q2JHrVTt0xOBGxR7M8q26SEwCG2GMXDAlkN9lchchQc0bWtlSj1KRSPea785bNX1-2t/120x240.jpg


Wednesday, October 01, 2014

Dramatic Growth of Open Access September 30, 2014: some useful numbers for open access week

This edition of the Dramatic Growth of Open Access (DGOA) features a few numbers and facts that might be useful for forthcoming Open Access Week celebrations and presentations. The post starts off with a few really quick illustrations of the growth of open access, followed by detail and some answers to frequently asked questions. DGOA aims at only the most macro level indicators of growth and each post does not link to other major studies in this area. Readers are invited to add key links and details in the comments, only with comments, questions on DGOA itself. Open data is available for download through the Dramatic Growth of Open Access Dataverse (hint: if you'd like to make your own pretty charts I recommend the show growth edition). With Canadian thanksgiving around the corner, I would like to say a hearty thank you to everyone around the world who is doing all the hard work to make this happen!!!

Quick facts about open access status and growth

There are more than 10,000 fully open access, peer-reviewed scholarly journals in the world, about a third of all peer-reviewed journals. These journals are published in more than 100 countries, and contain over 1.7 million articles. (Details: DOAJ).

There are close to 50,000 free-to-read journals of academic interest (including fully open peer reviewed journals, journals with free back issues, and journals of academic interest that are not peer-reviewed). (Details: DOAJ section / Electronic Journals Library).

Open access monographs is an area experiencing rapid growth, an annual growth rate of over 40% for both books and publishers. Currently there are over 2,200 open access books from over 70 publishers (Details: DOAB).

There are over 2,700 open access repositories (details OpenDOAR) containing approximately 64 million documents of various types (details BASE - note that not all items are open access).

PubMedCentral has more than 3.2 million free fulltext documents. There is substantial annual growth in journal PMC participation, including the number of journals actively participating in PMC, the number of journals providing immediate free access, and the number of journals providing open access to all articles. 

arXiv is approaching one million free documents and an annual growth rate of 11%.

RePEC has about 1.5 million downloadable items.

The Social Sciences Research Network has close to 500,000 items and an annual growth rate of 13%.

There are close to 500 open access policies, an area growing at a rate of 16% annually (details: ROARMAP).

The Internet Archive includes over 430 billion web pages and 6.5 million texts, to name just a couple of items, and in spite of its huge size the growth rates for all types of works continue to be absolutely amazing.

Details

DOAJ: over 10,000 journals from 135 countries, over 1.7 million searchable articles.This is roughly one third of the world's scholarly journals.

The Directory of Open Access Journals (DOAJ) lists over 10,000 fully open access, peer-reviewed scholarly journals. Over the past year DOAJ has been undergoing some major and much-needed renovations (technical and getting tough about journal inclusion). For this reason, DOAJ journal growth numbers would be misleading at the present time, for two reasons a) comparing apples to oranges, a more inclusive list with a list with more stringent criteria for inclusion; and b) DOAJ is likely behind on adding new journals due to this work. For example, the Sustaining the Knowledge Commons team's open access article processing charges project has found that the DOAJ titles listed as of May 2014 do not closely match the list of titles found on OA publisher sites, with the OA publisher title lists tending to be under-represented in DOAJ. Over the coming year, watch for DOAJ to begin to catch up.

DOAJ's stringent inclusion criteria (immediate OA, peer-review, minimum number of articles published) results in an understatement of the works of academic interest that are free-to-read. The Electronic Journals Library's  over 46,000 free-to-read journals is the best estimate I'm aware of of the free-to-read category. (Close to 50,000 free-to-read journals would be a reasonable estimate, as the EJL added about over 4,000 journals over the past year).

DOAB: over 2,200 open access books from 70 publishers, annual growth rate over 40%
The Directory of Open Access Books currently lists 2,261 books from 77 publishers. The over 40% annual growth rate applies to both books and publishers. Note that as a relatively new service high percentage rates are relatively easy to achieve (lower starting figures).

OpenDOAR: 2,700 repositories
The Directory of Open Access Repositories lists 2,729 repositories, an 11% increase (277 repositories) over the past year. Another way to express this trend, at least in some regions like Canada: having an open access repository is rapidly becoming the norm, an essential service for a university or a research institution.

Bielefeld Academic Search Engine (BASE): over 64 million documents from over 3,000 content providers. Over the past year BASE grew by over 14 million documents for a growth rate of 29%.
Bielefeld Academic Search Engine is the service that I use for the best guesstimate of how much content is available through all of those open access repositories. This number is far from perfect as not all items in all of the repositories are open access, there could be duplication, and there is a wide range of content types. However, BASE is the best number I have found to indicate the broader growth of open access including all of these content types and even the freely available metadata; and, if only a very small portion of BASE's growth were due to peer-reviewed journal articles becoming open access, that would still be highly significant. For example, if all of the world's approximately 1.5 million peer reviewed articles produced yearly became OA through a repository over the past year, that would only account for 10% of BASE's 14 million document growth.

Highwire Free includes over 2.3 million free articles, and 109 completely free sites.

PubMedCentral: over 3.2 million free fulltext, 14% increase over past year. 1,890 (close to 2,000) journals actively participating in PMC, a 15% jump from last year.  20% increase in journals offering immediate free access (1,358 journals) and 17% increase in journals with all articles open access (1,163).
PubMedCentral: PubMed now links to over 3.2 million free fulltext items, an increase of about 400,000 over the past year for an annual growth rate of 14%. There was a 15% growth of journals actively participating in PubMedCentral, up 243 over the past year for a current total of 1,890 (close to 2,000 would be a reasonable ballpark figure to quote). The number of journals in PMC offering immediate free access increased by 20% to a total of 1,358 and the number of journals in PMC with all articles open access increased by 17% for a total of 1,163.  

arXiv is approaching 1 million items (974,813), annual growth rate 11%.

RePEC has about 1.5 million downloadable items. Growth rates not available due to a combination of changes at RePEC and my rather substantial error in calculating RePEC numbers in June.

The Social Sciences Research Network (SSRN) has 469,960 full text papers (close to 500,00) and an annual growth rate of 13%.  

The Registry of Open Access Material Archiving Policies (ROARMAP) lists 483 open access policies (close to 500), an increase of 16% in the past year.  

The Internet Archive continues to be the exception to the rule that new, smaller initiatives have an easier time demonstrating high growth rates. The Internet Archive currently includes over 430 billion web pages (20% annual increase), 1.7 million videos (25% annual increase), 133,000 concerts (10% annual increase), 2 million audio recordings (23% increase) and 6.5 million texts (29% annual increase).

For full details and downloadable data, please see the Dramatic Growth of Open Access dataverse.

Previous posts in the Dramatic Growth of Open Access series can be found here

Comments on this post, data corrections, and links to other studies on the growth of open access (or if you're making use of the open data, links to your results) are welcome and appreciated in the comments section. Please note that this is a scholarly blog; comments should be signed and relevant interests, if any, noted.





Friday, July 18, 2014

Kerala kids rock digitization of heritage materials

Schoolkids and the public in Kerala, India, digitized, proof-read and uploaded 150 rare and out-of-print books for the Malayam Wiki Library. What a great idea! The students and members of the public get to contribute to something that is real and of lasting value, not just some classroom exercise to mark and throw away, and the important work of digitization gets done.

There are a number of similar initiatives in India. Apparently the Digital Library of India "states that they are trying to digitize all the significant works of mankind"!

Good luck to them! What are your kids doing in their school?

Monday, July 07, 2014

Canada's supreme court decision, or aren't we all indigenous to this planet?

On June 26, 2014 Canada's Supreme Court issued a landmark decision on aboriginal title. In my opinion this was a very wise decision, and there is at least one part of this decision that I think merits global consideration. In brief, the Supreme Court decision subjects Aboriginal title to a responsibility to group interest and the enjoyment of the land by future generations. To me, this is perfectly appropriate but begs the question: why are non-aboriginal governments not held to this standard? I'd like to suggest that this concept should be expanded - to continue to recognize aboriginal title, but also to look at the world's entire human population as indigenous to the planet, and hold every government everywhere accountable for making decisions in the collective interest and for the benefit of future generations - and to include water along with land.

Quote from the Supreme Court decision:
The nature of Aboriginal title is that it confers on the group that holds it the exclusive right to decide how the land is used and the right to benefit from those uses, subject to the restriction that the uses must be consistent with the group nature of the interest and the enjoyment of the land by future generations.  Prior to establishment of title, the Crown is required to consult in good faith with any Aboriginal groups asserting title to the land about proposed uses of the land and, if appropriate, accommodate the interests of such claimant groups. The level of consultation and accommodation required varies with the strength of the Aboriginal group’s claim to the land and the seriousness of the potentially adverse effect upon the interest claimed. 

Citation Tsilhqot’in Nation v. British Columbia, 2014 SCC 44
Date: 20140626
Docket: 34986

http://scc-csc.lexum.com/scc-csc/scc-csc/en/item/14246/index.do#_Toc391480045 

Updated July 8 to correct spelling of "indigenous". Thanks to Douglas Carrall for spotting the error and letting me know. 

Sunday, July 06, 2014

Dramatic Growth of Open Access June 30, 2014

The June 30, 2014 Dramatic Growth of Open Access celebrates the milestone of more than half a million articles funded by the U.S. National Institutes of Health that are now freely accessible! After 3 years, the percentage of items found through a PubMed search funded by NIH rises to 71% (for NIH staff), 66% for NIH external funded research, and 31% for any article regardless of funding. At first glance, this looks a lot like evidence suggesting the NIH Public Access Policy is very effective, more than doubling the percentage of items freely available! Thanks to Jihane Salhab from the Sustaining the Knowledge Commons team for the charts, data gathering and analysis of PMC Free this quarter.

Research Support, N.I.H. Extramural + Intramural

Research Support, N.I.H., Intramural [pt]

 Research Support, N.I.H., Extramural [pt]

No Limits (No distinction based on researcher)
The Dramatic Growth of Open Access Series is a quarterly series (end of March, June, September, and December) of key data illustrating the growth of open access, with additional comments and analysis. The series is available in open data and blogpost (commentary) editions. The quarterly series began December 31, 2005, and is predated by a peer-reviewed journal article featuring data as of February 2005. To download the data or the rationale & method, see the Dramatic Growth of Open Access dataverse. Morrison, Heather, 2014-03, "Dramatic Growth of Open Access", http://hdl.handle.net/10864/10660 Morrison, Heather [Distributor] V1 [Version].  The rationale and method has not been updated; March 31 is the latest. If you are using the June 30, 2014 PMC Free data, please Morrison, Heather and Salhab, Jihane.

More highlights this quarter

By the numbers, it's usually the large, well-established and much used services that tend to impress. This quarter, the Bielefeld Academic Search Engine added 140 content providers and over 2 million documents for a total of over 3,000 content providers (illustrating the growth of the repository movement) and 62 million items (illustrating the growth of self-archiving). The Internet Archive gathered another 14 billion webpages for a total of 416 billion. The Electronic Journals library added another 958 journals that can be read free-of-charge for a total of over 45 thousand free journals. PubMedCentral added about 100 thousand free articles, for a total of over 3 million, and the number of journals actively contributing to PMC that now provide immediate free access grew by 63 to a total of 1,315. Searchable article growth in DOAJ was 75,000, bringing the total number of articles searchable by article in DOAJ to over 1.6 million.

By percentage growth, it's the newest services starting off with nothing that have the greatest ability to impress. SCOAP3, the high energy physics full flip to open access global collaboration, started this January and nearly doubled the article count this quarter, to a total of over 2,000 articles. The Directory of Open Access Books added 6 publishers and 175 books for a total of 68 publishers and over 200 books.

Highwire Press added 8 completely free sites, for a total of 107 completely free sites, 8% growth this quarter (annual equivalent 32%).

Items of interest since March 31, 2014

  • June 4: the home page for Peter Suber's MIT Press book Open Access passed the milestone of 100,000 page views (I highly recommend this as an excellent brief starting point for learning about OA).
This post is part of the Dramatic Growth of Open Access series.

Saturday, July 05, 2014

Bravo to India's DBT/DST on proposing a new world standard for OA policy


Government of India Department of Biotechnology and the Department of Science and Technology (DBT / DST) Proposed Open Access Policy
Comments submitted by Heather Morrison to the Open Access Policy Committee and cross-posted to Sustaining the Knowledge Commons http://sustainingknowledgecommons.org/ and The Imaginary Journal of Poetic Economics http://poeticeconomics.blogspot.ca/
Congratulations to the Open Access Policy Committee for a proposed policy that can be considered a new model for the world in almost every respect!
My two suggestions to perfect this policy are as follows:
1.                  After this sentence on page 1: “Grantees can make their papers open-access by publishing in an open-access journal or, if they choose to publish in a subscription journal, by posting the final accepted manuscript to an online repository”, this sentence were added: “Grantees who publish in an open-access journal should post the final published manuscript to an online repository based in India”.
Rationale: journals and publishers are free to come and go and change business models as they please. A journal that is open access today could cease to exist, or be sold to a publisher that uses a toll access business model in the future. The only way to ensure ongoing open access to publicly funded research is through the use of repositories under the direct or indirect control of the funding agency.
2.                  p. 2: “Suggest that the period of embargo be no greater than one year” – change “Suggest” to “Insist”, and add this phrase: “Future revisions of this policy will look to decreasing and eventually eliminating accommodation for publisher embargoes”.
Rationale
“Suggest” to “Insist”: the experience of one early open access policy leader, the U.S. National Institutes of Health, illustrated very well that certain publishers will take every advantage of any policy loophole available. The 2004 policy merely requiring open access had a dismal compliance rate; this changed dramatically with the strong 2008 policy. If researchers have options, publishers will refuse open access or demand longer embargoes. If policies are strong, publishers adjust as can be easily observed through the Sherpa RoMEO Publisher Copyright Policies and Self-Archiving service, which illustrates the shifting landscape of scholarly publishing overall towards compliance with open access policy as well as concessions for specific policies.
“Decreasing and eventually eliminating…publisher embargoes”: the purpose of permitting publisher embargoes is to give the industry time to adjust. Publishers have now had more than a decade to adjust to open access policies around the world, including many by the world’s largest research funders. There are now close to 10,000 fully open access peer-reviewed scholarly journals, employing a variety of business models, including commercial operations that are quite successful financially. There is no reason for publishers to continue to need the “training wheels” support of embargo periods indefinitely.
There is no reason to delay the advance of research by one year at every step. We need clean energy solutions and answers to tough questions like climate change today. Since scientific advance is incremental in nature, a one-year embargo at every step towards an advance can mean an actual delay of many years in achieving a breakthrough.
Particular strengths of this policy that I would like to highlight:
p. 1:  “DBT/DST will not underwrite article processing charges levied by some journals”.
Bravo! The purpose of public funding of research is and should be to facilitate the conduct of research, not to subsidize secondary support services such as scholarly publishing.  The priority for DBT/DST funding should be ensuring that India’s research facilities are state of the art and providing salaries for Indian researchers and support for Indian students.
Also, there are areas (with this policy being a good example) where government policy is the best approach, and other areas that are best left to the market. It is appropriate for governments to direct researchers benefiting from public funding to make their work openly accessible. However, there are reasons to leave business models to the market. One reason is that commercial companies employing the article processing fee method are likely to be subject to the same market forces that caused distortion in the subscriptions market, and targeted government funding in this area could easily exacerbate the problem. Another is that currently many publishers using the open access article processing fee approach provide waivers for authors from developing countries; this may even be the default. This information is from my research in progress (my apologies that my data is not yet ready to share; it will be posted as open data as soon as it is ready). If governments provide funding for authors from developing countries for article processing fees, this concession may well disappear and have a severe impact on authors without the benefit of such funds.
p. 1: “The DBT/DST affirms the principle that the intrinsic merit of the work, and not the title of the journal in which an author’s work is published, should be considered in making future funding decisions. DBT/DST does not recommend the use of journal impact factors, as a surrogate measure of the quality of individual research articles, to assess an individual scientist’s contributions, or in hiring, promotion, or funding decisions”
Bravo! This is the approach recommended by the San Francisco Declaration on Research Assessment http://am.ascb.org/dora/, and an approach that I heartily support. Among other things, heavy reliance on the impact factor as surrogate for quality of academic work has been a factor in market distortion in scholarly publishing. Also, reliance on impact factor has been an incentive for scholars to focus on topics of interest to high impact factor journals generally based in developed countries. For scholars in the developing world, this is an incentive to redirect focus from problems and issues of local concern to topics of interest to the developed world. This has also been a disincentive to development of local scholarly publishing systems. The ease of publishing on the internet means that it is timely for scholars in India and elsewhere to consider growing local scholarly publishing initiatives, providing opportunities for local leadership, outlets for research on topics of particular interest to India, and taking advantage of local currency and economic conditions to get the best deal on publishing services.
Other strengths shared with previous open access policies:
·       The policy is required, not just requested
·       Strong incentives for compliance (compliance considered in future funding and promotion requests)
·       Immediate deposit of final manuscript post peer review is required, even when access must be delayed due to publisher embargoes
In summary, India’s DBT/DST proposed open access policy is sound, innovative, and in my expert opinion, sets a new standard for the world. The two recommendations for improvement is to ensure that all articles are deposited in a local open access repository, including articles published in open access journals (which may in future cease to exist, change ownership or business model), and to insist on rather than suggest an embargo of no more than one year with language indicating eventual elimination of embargoes. Particular strengths highlighted are the refusal to provide funds for article processing fees and the direction to consider the quality of the work, not the impact factor of the journal in which it is published.
Respectfully,
Dr. Heather Morrison
Assistant Professor
École des sciences de l'information / School of Information Studies
Master of Information Studies (M.I.S.) program accredited by the American Library Association
Maîtrise en sciences de l’information (M.S.I.) accréditée par l’American Library Association
University of Ottawa
Heather.Morrison@uottawa.ca
July 5, 2014